Senior Compliance Officer
Our client is a Fintech company with a difference, who use innovative technology to develop the most easy-to-use and transparent financial trading platform on the market.
They are looking for a professional Senior Compliance Officer to join their compliance team in Cyprus. The successful candidate will be involved in compliance functions of the Company.
They use innovative technologies to build the easiest to use and transparent financial ecosystem.
Preparation of periodic reports as per relevant regulations;
Maintain an up-to-date understanding of relevant aspects of prevailing business practices in the Company and the application of regulation to its business;
Ensuring local operation/administration procedures comply with relevant regulations and that this is adequately documented;
Ensuring staff are trained in local regulatory requirements and receive induction training, and that all staff required to comply with the relevant regulator’s training and competence regime do so;
Advising staff on regulatory issues as and when required;
Conducting and recording regular monitoring to ensure that business and transactions of the Company are conducted in compliance with the relevant regulations;
Ensuring any issues arising are satisfactorily addressed and resolved;
Investigate issues of concern in relation to compliance as and when required;
Design and review the Company’s internal policies, procedures and manuals related to compliance matters and controls relevant to the prevention of money laundering and terrorist financing and ensure the policies of the Company are always in line with local and international regulations;
Monitor and assess the correct and effective implementation of the policies in relation to the prevention of money laundering and terrorist financing, implementation of the risk management and procedures manual, apply monitoring mechanisms in order to assess the level of compliance of the departments and employees of the Company;
Detect, record and evaluate, periodically, all risks arising from existing and new customers, new financial instruments and services, and update and amend the systems and procedures applied by the Company;
Assist with internal and external audit;
Draft policies, procedures, manuals.
Relevant compliance experience required within Financial Services, ideally within a Retail CFD brokerage in a senior position;
Excellent understanding of CYSEC’s Regulation, and associated legislation;
CySEC Advanced Certificate;
CySEC AML Certificate;
Extensive experience of dealing with regulators and other external bodies
Compliance qualifications to equivalent standard – nice to have
Competitive remuneration package based on the candidate’s experience and skill
Discretionary performance-based bonus
Participation in the Company’s Group Medical Scheme
Comfortable working conditions and office in the best BC in Limassol
Ability to work and grow in super professional and friendly Team.